A simple way to set your own schedule and pace for the upcoming days, weeks, and months before your test.
It is required for individuals acting as or soliciting for the service of investment advisors or soliciting the purchase or sale of securities within a state. Our best value: A guaranteed pass, plus an instructor-led. The Series 66 exam contains topics covered in the Series 63 and Series 65 exams without duplication of the Series 7. Your purchase helps us make more great, free Series 66 certification content for test-takers just like yourself. Our Series 66 Online ExamCenter gives you the ability to test your knowledge at multiple levels to gauge your knowledge level, identify areas needing improvement, and give you confidence you are prepared. To compliment our Series 66 book, we also offer extensive Series 66 flashcards for even more Series 66 test prep help. We asked several accomplished securities pros what they wish they knew before they earned their license and started their career, and what they thought all aspiring securities professionals should know. The exam was designed with the easier questions at the beginning of the test with progressively difficult questions in the middle of the exam and test questions get easier toward the end of the exam once again. Explore our free Series 66 review provided by Mometrix.
The Series 66 exam — the Uniform Combined State Law Examination — was designed to qualify candidates as securities agents, as well as investment adviser representatives, and covers topics necessary to provide advice and transactions for clients. A proven method of quick-study to help you recall the many concepts and definitions covered in the real exam. Obtaining the Series 66 license is important for representatives who provide advice on ERISA-regulated retirement accounts. Have I prepared enough? Many times, a security broker will take the Series 66 in addition to the Series 7 exam because he or she is interested in charging commission on the securities bought and sold for clients in addition to charging fees for services. The Series 66 exam costs $165 to take. Practice questions after each section to show whether you grasp the material or not, and recommend next steps. To pass the exam, seventy-three of the one hundred questions need to be answered correctly within the two and a half hours given to take the test. Some content areas were renamed, combined, or reorganized. The Series 66 license, known as the Uniform Combined State Law Examination, is a North American Securities Administrators Association ( NASAA) exam that is administered by FINRA.It is required for individuals acting as or soliciting for the service of investment advisors or soliciting the purchase or sale of securities within a state. We can help predict your readiness and outcome based on your practice test scores — taking the guesswork out of your preparedness, and letting you tackle the test with confidence.
Just check our reviews). That said, you might not find it surprising then that we often see many more students fail the Series 66 or Series 63 than the SIE Exam. Learn vocabulary, terms, and more with flashcards, games, and other study tools. Our site will be unavailable for 5 hours starting on Monday, November 16th from 10:00pm and ending at 3:00am CT on Tuesday, November 17th for maintenance. We hope you enjoy our products! The Series 66, also known as the Uniform Combined State Law Examination, is required (in most states) for candidates to become an investment advisor representative or securities agent. The content was also expanded regarding client type, ownership, and estate planning techniques. The Series 66 exam, otherwise known as the Uniform Combined State Law Examination, is similar to the Series 65 exam in that it is criterion based. Download our free eBook, Economic Factors and Business Information, Client Investment Recommendations and Strategies, Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices. You must get a 73/100 or higher to pass.
Series 66 Exam Study Guide with Practice Questions. (If you are earning your Series 7, you will also have to pass the new SIE exam.) There are a total of 110 questions, although only 100 questions are counted toward the final grade. Topics on the test cover federal laws and Security Exchange Commission (SEC) releases, general business practices, administrative procedures, questions on the Uniform Securities Act (blue sky laws), securities registration and exemption, investment vehicles, financial profiles, savings plans, and portfolio management and analysis. And, regardless of what kind of test-taker you are, we prepare all of our Series 66 studiers with everything they need to pass. Upon entering the testing center, each candidate is asked to provide some form of identification.
The Series 66 exam costs $165 to take. Helpful clips that break up your review sections with recaps and further explanation of your readings. If you are not Form U4 registered or affiliated with a firm through FINRA’s Web CRD system, you should use the Form U10 to request and pay for the Series 66 exam. The weighting of the topics and number of questions in each topic area were also updated to better reflect the importance of certain knowledge and skills.
Series 66 (or Series 65, or Series 63) By the time the first two are done with, the third one is expected to be a “cake-walk”. There is an exam fee that is commonly covered by the sponsoring firm if you are Form U4 registered, or by the individual if you are not sponsored. Instructor-led video review, recapping the program's topics and concepts — all available whenever you are. You need a prep course that can promise you will pass. The testing site provides scratch paper and calculators if needed. About Exams. Nationwide Prometric testing centers provide the test, so check the Web site for the closest center. See all the details. Want to supplement your studies? The Series 66 exam covers four topic areas: The Series 66 exam contains 100 multiple-choice questions that must be completed in 150 minutes.
The Series 66 license is only valid with a Series 7 designation. And how/when will I know? This means that the Series 7 is a corequisite exam for the Series 66. The additional ten questions are pretest questions and do not count. Getting the Series 66 license fulfills the requirements of both the Series 63 and Series 65 licenses. This means that the candidate is expected to meet a minimum required competency in order to perform the job sufficiently. Generally, for those persons with the Series 7 license, the Series 66 exam is easier to pass than the Series 65. FINRA and NASAA encourage firms and candidates to utilize a combination of online testing as well as testing at an available local test center. Unlike many FINRA Series exams, the Series 66 exam does not require an individual to be sponsored by a member firm. The Series 63, Uniform Securities Agent State Law Examination, is the state law test for broker-dealer representatives.. While passing the Series 66 may seem like the biggest challenge, sometimes the hardest questions are: Am I ready? Our software features a simulation of the Proctor exam interface just like you will encounter on test … Knowledge tests at the end of each milestone, and (unlike many competitors) you can take them an unlimited number of times. Reinforce retention over memorization with in-depth content and practice questions that mimic the actual test — so there are no surprises come exam day. Start studying Series 66 Exam. Passing the Series 66, the Uniform Combined State Law Examination, qualifies an individual as if he or she had passed both the Series 63 and Series 65. That’s where our Pass Promise package comes in. Your study hub with dynamic info generated throughout your program and a variety of tools to help you progress. We apologize for any inconvenience this may cause. Our best value: A guaranteed pass, plus an instructor-led live virtual class for your review. Live online classes led by industry experts, in an interactive setting that covers everything you'll need to pass. (Seriously.